financial analyst
Title posted on CareerBeacon -
.Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer, PEP and HIO Programs (QA)
Posted on
June 18, 2024
by
Employer details
TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:0Line of Business:Financial Crime Risk ManagementPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:The High Risk Customer Program consist of dedicated and specialized teams with AML subject matter experts with accountabilities to conduct the enhance due diligence of high risk customers. Within the High Risk Customer, Politically Exposed Persons (PEPs) and Head of International Organization (HIO) Programs, resides the Quality Assurance Function which conducts periodic testing/review or as required of the end to end controls associated with the HRC, PEP and HIO program to provide opinion on the state of the program to Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High Risk Investigations.Group Manager, AML Financial Crime Risk Investigation ((Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs (Quality Control (QA)) is primarily accountable for:The Group Manager, AML Financial Crime Risk Investigation ((Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs (QA) reports to the Senior Manager, AML Financial Crime Investigations (AML Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs) (QA) and the Associate Vice President (AVP), Head of Canada Enhanced Due Diligence and High Risk Investigations.The Group Manager, AML Financial Crime Risk Investigation (Enhanced Due Diligence, High Risk Customer, PEP, HIO Programs (QA) oversees a team of AML Financial Crime Risk Senior Investigators (QA) who conducts the review of end to end controls associated with the HRC, PEP and HIO program as per the Bank's AML/ATF policies, standards, risk appetite, procedures, and Canadian legislations.The Group Manager supports the Senior Manager, and the AVP with the management and oversight of the High Risk Customer, PEP and HIOs QA Program in Canada while partnering with stakeholders, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls.Additionally, Group Manager oversees and manages the control activities of the High Risk Customer, PEP and HIOs QA Programs as well as mitigation of risk such as recommendation to demarket/exit relationships, timely and/or without delay regulatory reporting of potential money laundering and terrorist financing activities.Job DescriptionCUSTOMERProvide support to the Senior Manager and the AVP with the oversight and management of the High Risk Customer, PEP and HIOs Programs and the QA Function to provide reasonable assurance and opinion of the design and operating effectiveness of the controls as required by the Bank's AML/ATF policies, standards, risk appetite, procedures, and Canadian legislations.Design, implement and manage end to end QA processes for the end to end controls associated with the HRC, PEP and HIO program.Provide guidance, direction, oversee and lead a team of AML Financial Crime Risk Senior Investigators (QA) while promoting a culture of compliance and an environment of ongoing employee development and feedback.Conduct periodic QA to ensure investigations, initial and periodic reviews of high risk customers, PEPs and HIOs are risk assessed, reviewed, and assigned on a risk based prioritization approach and timely manner.Conduct periodic QA of investigations, initial and periodic reviews of high risk customers, PEPs and HIOs in accordance with the prescribed timelines including internal controls, procedures, and regulatory requirements.Conduct QA to ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.Ensure deficien
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LocationToronto, ON
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SalaryNot available
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Terms of employment
Full time
- Start date
Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2081295
Advertised until
2024-07-17
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