Job requirements Registered Investment Representative near Kitchener (ON)
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This job title belongs to an occupational group from the National Occupational Classification (NOC), which includes green jobs that contribute directly or indirectly to positive environmental outcomes (such as preservation, conservation and restoration). It does not mean that all positions with this job title are necessarily green jobs, but rather that they have the potential to be depending on their specific requirements. Learn more about Job Bank’s methodology for identifying green jobs.

Find out what you typically need to work as a registered investment representative near Kitchener (ON). These requirements are applicable to all Securities agents, investment dealers and brokers (NOC 11103).

Employment requirements

This is what you typically need for the job.

  • A bachelor's or master's degree in economics, business or other discipline is usually required.
  • A recognized financial designation may be required (CFA, CFP, CIM or others).
  • Securities sales representatives and brokers require completion of industry investment and sales training programs and completion of licensing courses such as the Canadian Securities Course and the Conduct and Practices Handbook Course offered by the Canadian Securities Institute, or acceptable alternatives such as completion of one or more levels of the CFA Program, offered by CFA Institute.
  • Specialized courses are also available for securities sales representatives and brokers who want to trade in specific investment products such as securities options and futures contracts.
  • Licensure by the provincial securities commission in the province of employment or a recognized self-regulatory organization is required for securities agents, investment dealers and brokers.

Source National Occupational Classification

Professional certification and licensing

Ontario

If this occupation is regulated, you may need to get a professional license from a regulatory authority before you can start working. Licensing can be compulsory or voluntary, depending on the occupation.

  • If the licence is compulsory, you must be certified before you can practise the occupation and use the professional designation.
  • If the licence is voluntary, you don’t need to be certified to practise this occupation.
Get your foreign credentials recognized in Canada

If you are a newcomer and want to work in a regulated job, you must have your training, education or work experience from another country assessed. This shows if your qualifications are recognized in Canada. This process is called foreign credential recognition.

The steps to get a license or certification are different in each province or territory. You will need to contact the regulatory authority where you want to work to learn what to do.

Did you know?

Getting your qualifications recognized and obtaining a professional license or certification in Canada can take time, money, and effort. If you need help, you can:

Contact the regulatory authority to learn about the certification process.

Job title Securities Agent
Regulated
Job title Brokers
Regulated
Job title Investment Dealer
Regulated

Find out where this occupation is regulated in Canada

Source Foreign Credential Recognition Program - ESDC

Do you want to work in another province or territory?

If you are already certified to work in a regulated occupation in your province or territory, it will be easier for you to have your certification recognized in another province or territory. See the Workers Mobility's website to learn more.

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